SOX Compliance Guides
Comprehensive DSMP guides for SOX compliance and financial reporting data protection requirements.
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Databricks Financial Records Detection
Learn how to detect financial records in Databricks environments. Follow step-by-step guidance for SOX compliance and financial data governance.
Snowflake Financial Records Protection
Learn how to prevent exposure of financial records in Snowflake environments. Follow step-by-step guidance for SOX compliance.
About SOX
The Sarbanes-Oxley Act (SOX) is a federal law that establishes comprehensive financial reporting and corporate governance requirements for public companies. Organizations must implement internal controls over financial reporting (ICFR) and maintain accurate financial records. These guides help you implement the technical controls and data security measures required for SOX compliance and financial data protection.
Internal Controls Over Financial Reporting
- Establish robust financial data controls
- Implement segregation of duties
- Document control procedures and policies
- Regular testing and validation of controls
Data Integrity & Security
- Protect financial data with encryption
- Implement access controls and authentication
- Maintain audit trails for financial transactions
- Secure backup and recovery procedures
Monitoring & Reporting
- Continuous monitoring of financial systems
- Regular management assessments
- Independent auditor evaluations
- Quarterly and annual certifications